Circular No. 11/2006/TT-BTC amends and supplements Circular No. 110/2002/TT-BTC of the Ministry of Finance on the regime for collecting, managing, and using fees and charges in the banking, securities, and insurance sectors. This document specifies the fee levels for services using securities equipment, infrastructure, and securities activities, and adjusts regulations on organizing fee collection and utilizing collected funds.
适用范围
Business organizations in the banking, securities, and insurance sectors.
要点
- The fee levels for services using securities equipment, infrastructure, and securities activities are implemented according to specific rates set out in the 'Fee Schedule for the Securities Sector'.
- Fees in the securities sector are organized and managed for use by the Securities Trading Center and the Securities Depository Center.
- The fee collection agency may use 100% of the collected fee revenue to cover costs for service provision and fee collection.
- Replacing 'Detailed List of Various Types of Charges' with 'Fee Schedule for the Banking, Securities, and Insurance Sectors'.
🌐 本文件的社会影响
- Positive impact: Creating a favorable environment for issuing and trading securities, ensuring the operation of the securities market.
- Negative impact: May increase costs for business organizations in the banking, securities, and insurance sectors.
❓ 常见问题
What are the fee levels for services using securities equipment and infrastructure?
The fee levels are specified in the 'Fee Schedule for the Securities Sector'.
Which agency is responsible for organizing the collection and management of use of fees in the securities sector?
Fees in the securities sector are organized and managed for use by the Securities Trading Center and the Securities Depository Center.
What percentage of the collected fee revenue can the fee collection agency use?
The fee collection agency may use 100% of the collected fee revenue to cover costs for service provision and fee collection.
What contents does the 'Fee Schedule for the Banking, Securities, and Insurance Sectors' include?
The 'Fee Schedule for the Banking, Securities, and Insurance Sectors' provides detailed specifications of various types of charges.
When does this circular take effect?
This circular takes effect fifteen days after its publication in the Official Gazette.
全文
CIRCULAR
Amending and supplementing Circular No. 110/2002/TT-BTC dated December 12, 2002 of the Ministry of Finance guiding the collection, payment, management, and use of fees and charges in the banking, securities, and insurance sectors.
Pursuant to Decree No. 57/2002/NĐ-CP dated June 3, 2002 of the Government detailing the implementation of the Ordinance on Fees and Charges;
Pursuant to Decree No. 144/2003/NĐ-CP dated November 28, 2003 of the Government on securities and the securities market;
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In order to create a favorable environment for the issuance and trading of securities, ensuring that the securities market operates in an organized, safe, and effective manner, the Ministry of Finance guides the amendment and supplementation of Circular No. 110/2002/TT-BTC dated December 12, 2002 guiding the collection, payment, management, and use of fees and charges in the banking, securities, and insurance sectors (hereinafter referred to as Circular No. 110/2002/TT-BTC) as follows:
1. Amend and supplement Point 1, Section II, Circular No. 110/2002/TT-BTC as follows: "The level of fee collection for services using securities equipment, infrastructure, and securities activities shall be carried out according to specific levels set forth in Appendix No. 1: Fee Collection Schedule in the Securities Sector."
Issue with this Circular the "Fee Collection Schedule in the Securities Sector" to replace the "Detailed List of Types of Fees" at Appendix No. 1 issued together with Circular No. 110/2002/TT-BTC.
2. Amend and supplement Item 4, Point 3, Section II, Circular No. 110/2002/TT-BTC as follows: "Fees in the securities sector shall be collected and managed for use by the Securities Trading Center, the Securities Depository Center (the fee collecting agencies) in accordance with current regulations."
3. Amend and supplement Point 2, Section II, Circular No. 110/2002/TT-BTC as follows: "The fee collecting agency may use 100% of the collected fee revenue to cover costs for service provision and fee collection."
4. Replace the phrase "Detailed List of Types of Charges" at Point 2, Section II and Appendix No. 2 issued together with Circular No. 110/2002/TT-BTC with the phrase "Charge Collection Schedule in the Banking, Securities, and Insurance Sectors."
5. This Circular takes effect 15 days from the date of publication in the Official Gazette. Abolish Circular No. 14365-TC/TCNH dated December 31, 2002 of the Ministry of Finance on the collection of fees for securities trading activities.
6. During the implementation process, if there are any difficulties, organizations and individuals are requested to promptly report to the Ministry of Finance for study and supplementary guidance./.
5. This Circular shall take effect fifteen days after its publication in the Official Gazette. The Circular 14365-TC/TCNH dated December 31, 2002 of the Ministry of Finance on securities trading fees is hereby repealed.
6. During the implementation process, if there are any difficulties, organizations and individuals are requested to promptly report them to the Ministry of Finance for further study and supplementary guidance./.
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