Decision No. 1228/2002/QĐ-BCA of the Ministry of Public Security stipulates the list of state secrets of Confidential level in the securities industry, including information related to policies for developing the securities market and internal documents not yet published.
适用范围
Ministry of Public Security, State Securities Commission, Ministries, ministerial-level agencies, government agencies, People's Committees of provinces and centrally governed cities.
要点
- Proposals, plans for building and developing the securities market that have not been disclosed → shall not be disclosed
- Network system diagrams, source code of trading, registration, custody, and settlement systems for securities → shall not be disclosed
- Files and documents regarding ongoing inspections and investigations; conclusions and reports on inspection and investigation results that have not been disclosed → shall not be disclosed
- Files of key personnel in the securities industry; documents about planning, promotion, discipline of cadres, and internal political issues that have not been disclosed → shall not be disclosed
- Projects and programs for cooperation within and outside the country aimed at building and developing the securities market that have not been disclosed → shall not be disclosed
🌐 本文件的社会影响
- Positive: Protecting national security, public order, and economic interests.
- Negative: May limit transparency in securities market management.
❓ 常见问题
Who does this decision apply to?
The decision applies to the Ministry of Public Security, State Securities Commission, Ministries, ministerial-level agencies, government agencies, People's Committees of provinces and centrally governed cities.
What information is defined as state secrets of Confidential level?
Information includes proposals, plans for building and developing the securities market that have not been disclosed; network system diagrams, source code of trading systems; files and documents regarding ongoing inspections and investigations; files of key personnel in the securities industry; and projects and programs for cooperation within and outside the country aimed at building and developing the securities market that have not been disclosed.
When does this decision take effect?
The decision takes effect fifteen days from the date of issuance.
Who is responsible for guiding and supervising the implementation of this decision?
The State Securities Commission and the Ministry of Public Security are responsible for guiding and supervising the implementation of this decision.
What issues does this decision regulate in the securities industry?
The decision regulates state secrets of Confidential level in the securities industry, including policies for developing the securities market and internal documents not yet published.
全文
DECISION OF THE MINISTER OF PUBLIC SECURITY
On the List of State Secrets of Confidential Level in the Securities Sector
THE MINISTER OF PUBLIC SECURITY
Pursuant to the Ordinance on Protection of State Secrets dated December 28, 2002;
Pursuant to the Decree No. 37/1998/NĐ-CP dated June 9, 1998 of the Government on the functions, tasks, powers, and organizational structure of the Ministry of Public Security; Pursuant to the Decree No. 33/2002/NĐ-CP dated March 28, 2002 of the Government detailing the implementation of the Ordinance on Protection of State Secrets;
After consultation with the Chairman
of the State Securities Commission, Within 10 working days from the date of receipt of the dossier as mentioned in Sub-clause b, Clause 1, Article 3 above, the Ministry of Foreign Affairs will review and submit to the competent authority for decision (Issues exceeding the Ministry of Foreign Affairs' jurisdiction will be referred to the Prime Minister for consideration and decision).The List of State Secrets of Confidential Level in the Securities Sector includes information within the following scope:
DECISION:
Article 1. 1. Policies, plans for building and developing the securities market in Vietnam that have not been announced or will not be announced, reports of the State Securities Commission submitted to the Politburo, National Assembly, and Government regarding state policies and measures to develop the securities market that have not been announced,
2. System diagrams, source code, and access passwords to trading systems, registration, custody, settlement systems, and other management systems related to securities;
3. Projects and programs for cooperation both domestically and internationally aimed at building and developing the securities market in Vietnam that have not been announced, negotiation proposals and results, agreements signed between Vietnam and foreign countries and international organizations regarding the securities market that have not been announced or will not be announced, foreign or international organization materials transferred to Vietnam related to the securities market which the provider requests not to be disclosed and are determined to be of confidential level;
4. Files and documents on ongoing inspections and audits; conclusions and reports on inspection and audit results; resolution outcomes of complaints and denunciations in the securities sector that have not been announced;
5. Files of key personnel in the securities sector; documents on cadre planning, promotion, discipline, and internal political issues that have not been announced.
This Decision shall take effect fifteen days from the date of signature. The State Securities Commission and the Ministry of Public Security are responsible for guiding and supervising the implementation of this Decision.
Article 2. Ministries, ministerial-level agencies, government-affiliated agencies, People's Committees of provinces and centrally governed cities are responsible for implementing this Decision./.
Article 3. The ministries, ministerial-level agencies, government agencies, provincial people's committees, and centrally governed city people's committees shall be responsible for implementing this Decision./.
关系图
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