Decision No. 15/2007/QD-BTC On the issuance of a model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center

Decision No. 15/2007/QD-BTC of the Ministry of Finance issues a model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center, to further specify regulations on securities activities. The Decision takes effect fifteen days from the date of publication in the Official Gazette.

Số hiệu15/2007/QĐ-BTC
Loại văn bảnDecision
Cơ quan ban hànhMinistry of Finance
Người kýTrần Xuân Hà — Thứ trưởng
Cập nhật29/06/2026
NgànhFinance
Lĩnh vựcOtherBanking-Finance and Financial MarketsBonds
Ngày ban hành19/03/2007
Ngày áp dụng15/04/2007
Ngày hết hiệu lực17/09/2012
Tình trạngExpired
✦ Tóm lược thông minh

Decision No. 15/2007/QD-BTC of the Ministry of Finance issues a model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center, to further specify regulations on securities activities. The Decision takes effect fifteen days from the date of publication in the Official Gazette.

Đối tượng áp dụng

Listed companies on the Stock Exchange/Securities Trading Center

Các điểm cốt lõi

  • Listed company → apply the model Charter issued by the Ministry of Finance

🌐 Tác động xã hội từ văn bản này

  • Positive impact: Provides specific guidance for listed companies, making business operations and securities transactions more transparent.
  • Negative impact: May impose additional administrative burdens on listed companies that must comply with new regulations.

❓ Câu hỏi thường gặp

What contents does the model Charter applicable to listed companies include?

The Decision does not specify the detailed contents of the model Charter, only mentioning its issuance for application to listed companies on the Stock Exchange/Securities Trading Center.

When does this Decision take effect?

The Decision takes effect fifteen days from the date of publication in the Official Gazette.

What actions must listed companies undertake pursuant to this Decision?

Listed companies need to apply the model Charter issued by the Ministry of Finance, although the specific contents to be adhered to are not detailed.

How does this Decision relate to the business operations of listed companies?

The Decision stipulates the application of a model Charter for listed companies, aiming to further specify legal regulations on securities.

Do relevant organizations and individuals need to comply with this Decision?

The Head of the Ministry's Office, the Chairman of the State Securities Commission, heads of related units under the Ministry of Finance, listed companies, and related organizations and individuals are responsible for implementing this Decision.

Toàn văn

MINISTRY OF FINANCE

SOCIALIST REPUBLIC OF VIET NAM
Independence – Freedom – Happiness

Number: 15/2007/QD-BTC
Date: March 19, 2007

Pursuant to …;

Regarding the issuance of a Model Charter applicable to listed companies

on the Stock Exchange/Securities Trading Center

__________________

THE MINISTER OF FINANCE

Pursuant to the Enterprise Law No. 60/2005/QH11 dated November 29, 2005 of the National Assembly;

Pursuant to the Securities Law No. 70/2006/QH11 dated June 29, 2006 of the National Assembly;

Pursuant to the Decree No. 77/2003/NĐ-CP dated July 1, 2003 of the Government stipulating the functions, tasks, powers, and organizational structure of the Ministry of Finance;

Based on the proposal of the Chairman of the State Securities Commission.

Pursuant to …;

Article 1. The Model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center is hereby attached to this Decision.

Article 2. This Decision shall take effect fifteen days after its publication in the Official Gazette.

Article 3. The Director of the Office of the Ministry, the Chairman of the State Securities Commission, the Heads of relevant units under the Ministry of Finance, listed companies, and related organizations and individuals are responsible for implementing this Decision./.

DEPUTY MINISTER
DEPUTY MINISTER
(Signed)
Tran Xuan Ha
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