Decision No. 15/2007/QD-BTC On the issuance of a model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center

Decision No. 15/2007/QD-BTC of the Ministry of Finance issues a model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center, to further specify regulations on securities activities. The Decision takes effect fifteen days from the date of publication in the Official Gazette.

Document No.15/2007/QĐ-BTC
Document typeDecision
Issuing authorityMinistry of Finance
Signed byTrần Xuân Hà — Thứ trưởng
Updated29/06/2026
SectorFinance
FieldOtherBanking-Finance and Financial MarketsBonds
Issued date19/03/2007
Effective date15/04/2007
Expiry date17/09/2012
StatusExpired
✦ Smart summary

Decision No. 15/2007/QD-BTC of the Ministry of Finance issues a model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center, to further specify regulations on securities activities. The Decision takes effect fifteen days from the date of publication in the Official Gazette.

Scope of application

Listed companies on the Stock Exchange/Securities Trading Center

Key points

  • Listed company → apply the model Charter issued by the Ministry of Finance

🌐 Social impact of this document

  • Positive impact: Provides specific guidance for listed companies, making business operations and securities transactions more transparent.
  • Negative impact: May impose additional administrative burdens on listed companies that must comply with new regulations.

❓ Frequently asked questions

What contents does the model Charter applicable to listed companies include?

The Decision does not specify the detailed contents of the model Charter, only mentioning its issuance for application to listed companies on the Stock Exchange/Securities Trading Center.

When does this Decision take effect?

The Decision takes effect fifteen days from the date of publication in the Official Gazette.

What actions must listed companies undertake pursuant to this Decision?

Listed companies need to apply the model Charter issued by the Ministry of Finance, although the specific contents to be adhered to are not detailed.

How does this Decision relate to the business operations of listed companies?

The Decision stipulates the application of a model Charter for listed companies, aiming to further specify legal regulations on securities.

Do relevant organizations and individuals need to comply with this Decision?

The Head of the Ministry's Office, the Chairman of the State Securities Commission, heads of related units under the Ministry of Finance, listed companies, and related organizations and individuals are responsible for implementing this Decision.

Full text

MINISTRY OF FINANCE

SOCIALIST REPUBLIC OF VIET NAM
Independence – Freedom – Happiness

Number: 15/2007/QD-BTC
Date: March 19, 2007

Pursuant to …;

Regarding the issuance of a Model Charter applicable to listed companies

on the Stock Exchange/Securities Trading Center

__________________

THE MINISTER OF FINANCE

Pursuant to the Enterprise Law No. 60/2005/QH11 dated November 29, 2005 of the National Assembly;

Pursuant to the Securities Law No. 70/2006/QH11 dated June 29, 2006 of the National Assembly;

Pursuant to the Decree No. 77/2003/NĐ-CP dated July 1, 2003 of the Government stipulating the functions, tasks, powers, and organizational structure of the Ministry of Finance;

Based on the proposal of the Chairman of the State Securities Commission.

Pursuant to …;

Article 1. The Model Charter applicable to listed companies on the Stock Exchange/Securities Trading Center is hereby attached to this Decision.

Article 2. This Decision shall take effect fifteen days after its publication in the Official Gazette.

Article 3. The Director of the Office of the Ministry, the Chairman of the State Securities Commission, the Heads of relevant units under the Ministry of Finance, listed companies, and related organizations and individuals are responsible for implementing this Decision./.

DEPUTY MINISTER
DEPUTY MINISTER
(Signed)
Tran Xuan Ha
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