Decision No. 42/2006/QĐ-NHNN amends and supplements certain articles of the Central Bank's Securities Custody Regulation. The main new point is the addition of custody fees and provisions regarding accounting entries, account procedures, and fee levels prescribed by the State Bank.
适用范围
Securities custodial clients; Accounting and Finance Department of the State Bank; Directors of credit institutions.
要点
- Securities custodial clients → must pay custody fees → fee levels prescribed by the State Bank (Article 4a)
- Accounting and Finance Department → guide accounting entries, account procedures, and establish custody fee levels (Clause 2, Article 20)
🌐 本文件的社会影响
- Positive impact: Strengthen securities custody management, enhance the effectiveness of State Bank operations.
- Negative impact: Clients and credit institutions must bear additional costs from paying custody fees.
❓ 常见问题
What should securities custodial clients do?
Securities custodial clients must pay custody fees at the levels prescribed by the State Bank (Article 4a).
What should the Accounting and Finance Department of the State Bank implement?
The Accounting and Finance Department must guide accounting entries, account procedures, and establish custody fee levels as prescribed (Clause 2, Article 20).
How are custody fee levels for securities defined?
Custody fee levels are prescribed by the State Bank (Article 4a).
For how long is this Decision effective?
This Decision takes effect 15 days after its publication in the Official Gazette (Article 2).
Who is responsible for implementing this Decision?
The Director of the Office, the Director of the Branch, the Head of the Accounting and Finance Department, the Director of the Credit Institutions Supervision Department, the Heads of relevant units under the State Bank, the Directors of the State Bank branches in provinces and centrally-administered cities, the Chairmen of the Management Boards, and the General Managers (Directors) of credit institutions are responsible for implementing this Decision (Article 3).
全文
Pursuant to …;
Regarding amendments and supplements to certain provisions of the Central Depository Regulation issued together with Decision No. 1022/2004/QĐ-NHNN of the Governor of the State Bank of Vietnam dated August 17, 2004 At the State Bank of Vietnam The Governor of the State Bank of Vietnam on August 17, 2004
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GOVERNOR OF THE STATE BANK OF VIETNAM
Pursuant to the Law on the State Bank of Vietnam 1997 and the Law Amending and Supplementing Certain Provisions of the Law on the State Bank of Vietnam 2003;
Pursuant to the Law on Credit Institutions 1997 and the Law Amending and Supplementing Certain Provisions of the Law on Credit Institutions 2004;
Pursuant to Decree No. 52/2003/NĐ-CP dated May 19, 2003 of the Government stipulating the functions, tasks, powers, and organizational structure of the State Bank of Vietnam;
Upon the proposal of the Director of the Trading Department,
DECISION:
Article 1. Amend and supplement certain provisions of the Central Depository Regulation issued together with Decision No. 1022/2004/QĐ-NHNN dated August 17, 2004 of the Governor of the State Bank of Vietnam as follows:
1. Add Article 4a as follows:
"Article 4a. Depositary Fees for Valuable DocumentsThe depositor of valuable documents must pay depositary fees. The level of depositary fees shall be determined by the State Bank of Vietnam."
2. Clause 2 of Article 20 is amended and supplemented as follows:
"2. Accounting and Finance Department:
a) Guide accounting entries for the depositary of valuable documents and depositary fees in accordance with this Regulation;
b) Guide procedures for opening and closing accounts for valuable documents;
c) Develop appropriate levels of depositary fees for valuable documents for each period to submit to the Governor for issuance."
Article 2. The Standard Measurement Quality Control Department shall be responsible for organizing and guiding the implementation of the Regulations adopted herein.
Article 3. The Head of the Office, the Director of the Trading Department, the Director of the Accounting and Finance Department, the Director of the Securities and Stock Exchange Department, the Heads of relevant units under the State Bank of Vietnam, the Governors of the State Bank of Vietnam branches in provinces and centrally-administered cities, the Chairmen of the Management Boards, and the General Directors (Directors) of credit institutions are responsible for implementing this Decision./.
DEPUTY DIRECTOR
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