Decision No. 87/2007/QD-BTC On the issuance of the Securities Registration, Custody, Settlement, and Payment Rules

Decision No. 87/2007/QD-BTC of the Ministry of Finance issues the Securities Registration, Custody, Settlement, and Payment Rules. This Decision replaces Decision No. 60/2004/QD-BTC and shall take effect fifteen days after its publication in the Official Gazette.

Số hiệu87/2007/QĐ-BTC
Loại văn bảnDecision
Cơ quan ban hànhMinistry of Finance
Người kýTrần Xuân Hà — Thứ trưởng
Cập nhật28/06/2026
NgànhFinance
Lĩnh vựcOtherBanking-Finance and Financial MarketsBonds
Ngày ban hành22/10/2007
Ngày áp dụng18/11/2007
Ngày hết hiệu lực15/03/2015
Tình trạngExpired
✦ Tóm lược thông minh

Decision No. 87/2007/QD-BTC of the Ministry of Finance issues the Securities Registration, Custody, Settlement, and Payment Rules. This Decision replaces Decision No. 60/2004/QD-BTC and shall take effect fifteen days after its publication in the Official Gazette.

Các điểm cốt lõi

  • The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision.
  • This Decision shall take effect fifteen days after its publication in the Official Gazette.

🌐 Tác động xã hội từ văn bản này

  • Positive impact: Ensuring that securities management and payment activities are organized transparently and efficiently.
  • Negative impact: Related organizations and individuals must comply with new regulations, which may encounter difficulties during the transition period.

❓ Câu hỏi thường gặp

Who does this Decision apply to?

The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals.

When does this Decision take effect?

This Decision shall take effect fifteen days after its publication in the Official Gazette.

Which Decision does this replace?

This Decision replaces Decision No. 60/2004/QD-BTC of the Minister of Finance on the issuance of the Securities Registration, Custody, Settlement, and Payment Rules.

Are there any provisions regarding implementation responsibility?

The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision.

When does this Decision take effect?

This Decision shall take effect fifteen days after its publication in the Official Gazette.

Toàn văn

MINISTRY OF FINANCE

SOCIALIST REPUBLIC OF VIET NAM
Independence – Freedom – Happiness

Number: 87/2007/QD-BTC
Hanoi, October 22, 2007

 

Pursuant to …;

Regarding the issuance of the Securities Registration, Custody, Netting, and Settlement Rules

và thanh toán chứng khoán

________________________

 

THE MINISTER OF FINANCE

Pursuant to the Securities Law No. 70/2006/QH11 adopted by the National Assembly on June 29, 2006;

Pursuant to the Government Decree No. 77/2003/NĐ-CP dated July 1, 2003 stipulating the functions, tasks, powers, and organizational structure of the Ministry of Finance.

At the proposal of the Chairman of the State Securities Commission,

DECISION:

Article 1. The Securities Registration, Custody, Netting, and Settlement Rules are hereby promulgated together with this Decision.

Article 2. This Decision shall take effect fifteen days after its publication in the Official Gazette, superseding Decision No. 60/2004/QD-BTC dated July 15, 2004 of the Minister of Finance on the issuance of the Securities Registration, Custody, Netting, and Settlement Rules.

Article 3. The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision./.

 

DEPUTY MINISTER
DEPUTY MINISTER
(Signed)
Tran Xuan Ha

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87/2007/QĐ-BTC
Decision No. 87/2007/QD-BTC On the issuance of the Securities Registration, Custody, Settlement, and Payment Rules
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