Decision No. 87/2007/QD-BTC On the issuance of the Securities Registration, Custody, Settlement, and Payment Rules

Decision No. 87/2007/QD-BTC of the Ministry of Finance issues the Securities Registration, Custody, Settlement, and Payment Rules. This Decision replaces Decision No. 60/2004/QD-BTC and shall take effect fifteen days after its publication in the Official Gazette.

문서 번호87/2007/QĐ-BTC
문서 유형Decision
발행 기관Ministry of Finance
서명자Trần Xuân Hà — Thứ trưởng
업데이트28. 06. 2026
산업Finance
분야OtherBanking-Finance and Financial MarketsBonds
발행일22. 10. 2007
발효일18. 11. 2007
효력 만료일15. 03. 2015
상태Expired
✦ 스마트 요약

Decision No. 87/2007/QD-BTC of the Ministry of Finance issues the Securities Registration, Custody, Settlement, and Payment Rules. This Decision replaces Decision No. 60/2004/QD-BTC and shall take effect fifteen days after its publication in the Official Gazette.

핵심 사항

  • The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision.
  • This Decision shall take effect fifteen days after its publication in the Official Gazette.

🌐 이 문서의 사회적 영향

  • Positive impact: Ensuring that securities management and payment activities are organized transparently and efficiently.
  • Negative impact: Related organizations and individuals must comply with new regulations, which may encounter difficulties during the transition period.

❓ 자주 묻는 질문

Who does this Decision apply to?

The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals.

When does this Decision take effect?

This Decision shall take effect fifteen days after its publication in the Official Gazette.

Which Decision does this replace?

This Decision replaces Decision No. 60/2004/QD-BTC of the Minister of Finance on the issuance of the Securities Registration, Custody, Settlement, and Payment Rules.

Are there any provisions regarding implementation responsibility?

The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision.

When does this Decision take effect?

This Decision shall take effect fifteen days after its publication in the Official Gazette.

전문

MINISTRY OF FINANCE

SOCIALIST REPUBLIC OF VIET NAM
Independence – Freedom – Happiness

Number: 87/2007/QD-BTC
Hanoi, October 22, 2007

 

Pursuant to …;

Regarding the issuance of the Securities Registration, Custody, Netting, and Settlement Rules

và thanh toán chứng khoán

________________________

 

THE MINISTER OF FINANCE

Pursuant to the Securities Law No. 70/2006/QH11 adopted by the National Assembly on June 29, 2006;

Pursuant to the Government Decree No. 77/2003/NĐ-CP dated July 1, 2003 stipulating the functions, tasks, powers, and organizational structure of the Ministry of Finance.

At the proposal of the Chairman of the State Securities Commission,

DECISION:

Article 1. The Securities Registration, Custody, Netting, and Settlement Rules are hereby promulgated together with this Decision.

Article 2. This Decision shall take effect fifteen days after its publication in the Official Gazette, superseding Decision No. 60/2004/QD-BTC dated July 15, 2004 of the Minister of Finance on the issuance of the Securities Registration, Custody, Netting, and Settlement Rules.

Article 3. The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision./.

 

DEPUTY MINISTER
DEPUTY MINISTER
(Signed)
Tran Xuan Ha

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관계도

87/2007/QĐ-BTC
Decision No. 87/2007/QD-BTC On the issuance of the Securities Registration, Custody, Settlement, and Payment Rules
Expired
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