Decision No. 87/2007/QD-BTC of the Ministry of Finance issues the Securities Registration, Custody, Settlement, and Payment Rules. This Decision replaces Decision No. 60/2004/QD-BTC and shall take effect fifteen days after its publication in the Official Gazette.
要点
- The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision.
- This Decision shall take effect fifteen days after its publication in the Official Gazette.
🌐 本文件的社会影响
- Positive impact: Ensuring that securities management and payment activities are organized transparently and efficiently.
- Negative impact: Related organizations and individuals must comply with new regulations, which may encounter difficulties during the transition period.
❓ 常见问题
Who does this Decision apply to?
The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals.
When does this Decision take effect?
This Decision shall take effect fifteen days after its publication in the Official Gazette.
Which Decision does this replace?
This Decision replaces Decision No. 60/2004/QD-BTC of the Minister of Finance on the issuance of the Securities Registration, Custody, Settlement, and Payment Rules.
Are there any provisions regarding implementation responsibility?
The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision.
When does this Decision take effect?
This Decision shall take effect fifteen days after its publication in the Official Gazette.
全文
Pursuant to …;
Regarding the issuance of the Securities Registration, Custody, Netting, and Settlement Rules
và thanh toán chứng khoán
________________________
THE MINISTER OF FINANCE
Pursuant to the Securities Law No. 70/2006/QH11 adopted by the National Assembly on June 29, 2006;
Pursuant to the Government Decree No. 77/2003/NĐ-CP dated July 1, 2003 stipulating the functions, tasks, powers, and organizational structure of the Ministry of Finance.
At the proposal of the Chairman of the State Securities Commission,
DECISION:
Article 1. The Securities Registration, Custody, Netting, and Settlement Rules are hereby promulgated together with this Decision.
Article 2. This Decision shall take effect fifteen days after its publication in the Official Gazette, superseding Decision No. 60/2004/QD-BTC dated July 15, 2004 of the Minister of Finance on the issuance of the Securities Registration, Custody, Netting, and Settlement Rules.
Article 3. The Chairman of the State Securities Commission, the Director of the Ministry's Office, Heads of relevant units under the Ministry of Finance, the Director of the Securities Depository Center, Depository Members, and related organizations and individuals are responsible for implementing this Decision./.
DEPUTY MINISTER
原始文件（PDF）
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