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Circular No. 121/2020/TT-BTC on the activities of securities companies

This Circular guides the establishment and operation of securities companies, including conditions for establishment, corporate governance, minimum capital requirements, business operations, investmen…

Ngày ban hành31/12/2020
Ngày áp dụng15/02/2021
Ngày hết hiệu lực
Tình trạngIn effect
Circular No. 120/2020/TT-BTC on trading of listed shares, registered trading, fund certificates, corporate bonds, and guaranteed warrant listings on the securities trading system

This Circular stipulates activities such as margin trading, day trading, short selling with guarantees, and market making on the securities market. It replaces Circular No. 203/2015/TT-BTC from 2015 a…

Ngày ban hành31/12/2020
Ngày áp dụng15/02/2021
Ngày hết hiệu lực
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Circular No. 117/2020/TT-BTC provides methods for calculating unlawful revenue and illegal gains resulting from violations of securities and securities market laws.

This Circular guides the calculation of illegal gains and unlawful revenues in the field of securities and the securities market, replacing previous Circulars. It takes effect on February 15, 2021.

Ngày ban hành31/12/2020
Ngày áp dụng15/02/2021
Ngày hết hiệu lực
Tình trạngIn effect
Circular No. 119/2020/TT-BTC stipulates the activities of securities trading registration, priority registration, netting, and settlement.

Clauses from Article 25 to Article 28 of this Circular regulate the margin for netting of investors and clearing members, as well as the management of netting margin assets. Specifically, investors mu…

Ngày ban hành31/12/2020
Ngày áp dụng15/02/2021
Ngày hết hiệu lực
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Circular No. 26/2020/TT-NHNN on the issuance of statements and provision of information by the State Bank of Vietnam

Circular No. 02/2021/TT-NHNN on the issuance of statements and provision of information by the State Bank of Vietnam, replacing Circular No. 48/2014/TT-NHNN. This Circular takes effect from February 2…

Ngày ban hành31/12/2020
Ngày áp dụng20/02/2021
Ngày hết hiệu lực
Tình trạngIn effect
Consolidated Document number 65/VBHN-BTC Circular guiding the financial regime for the Asset Management Company of Vietnam's Credit Institutions (VAMC)

This Circular guides the financial regime for the Asset Management Company of Vietnam's Credit Institutions (VAMC), detailing the financial plan, financial reports, and statistics, as well as the mana…

Ngày ban hành31/12/2020
Ngày áp dụng31/12/2020
Ngày hết hiệu lực
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Consolidated Document number 64/VBHN-BTC Circular guiding the financial regime of the State Bank of Vietnam

This Circular provides detailed guidance on the implementation of the financial regime of the State Bank of Vietnam pursuant to Decision No. 07/2013/QĐ-TTg dated January 24, 2013, of the Prime Ministe…

Ngày ban hành31/12/2020
Ngày áp dụng31/12/2020
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Consolidated Document number 62/VBHN-BTC Circular guiding the financial management mechanism and assessment of the effectiveness of operations of the Guarantee Fund for Small and Medium Enterprises (SMEs)

Circular No. 15/2019/TT-BTC and Circular No. 84/2020/TT-BTC consolidated to guide the financial management mechanism and assessment of the effectiveness of operations of the Guarantee Fund for SMEs. T…

Ngày ban hành31/12/2020
Ngày áp dụng31/12/2020
Ngày hết hiệu lực
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Consolidated Document number 63/VBHN-BTC Circular guiding the management and use of environmental restoration and recovery bonds for mineral extraction activities at the Environmental Protection Fund

Circular number 08/2017/TT-BTC of the Ministry of Finance guiding the management and use of environmental restoration and recovery bonds for mineral extraction activities at the Environmental Protecti…

Ngày ban hành31/12/2020
Ngày áp dụng31/12/2020
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Consolidated Document number 61/VBHN-BTC Circular guiding the financial management mechanism for the Vietnam Environment Protection Fund

Circular number 132/2015/TT-BTC consolidated with Circular number 84/2020/TT-BTC stipulating the financial management regime and periodic reporting of the Vietnam Environment Protection Fund. This doc…

Ngày ban hành31/12/2020
Ngày áp dụng31/12/2020
Ngày hết hiệu lực
Tình trạngIn effect