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All 145.197 Legal Document 40.540 Local Government Document 104.657 Vietnam Standard 0 Administrative Procedure 0 Draft Document 0 Official dispatches 600
All 145.197
All 145.197 Legal Document 40.540 Local Government Document 104.657 Vietnam Standard 0 Administrative Procedure 0 Draft Document 0 Official dispatches 600
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Circular No. 118/2020/TT-BTC guiding certain contents regarding the public offering of securities, issuance of shares, tender offers to purchase shares, share repurchase, registration of public companies, and revocation of public company status.

This Circular guides the public offering of securities, the issuance of shares for exchange, additional issuance of shares, share repurchase, sale of treasury shares, and tender offers to purchase sha…

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Issued date31/12/2020
Effective date15/02/2021
Expiry date—
StatusIn effect
Circular No. 121/2020/TT-BTC on the activities of securities companies

This Circular guides the establishment and operation of securities companies, including conditions for establishment, corporate governance, minimum capital requirements, business operations, investmen…

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Issued date31/12/2020
Effective date15/02/2021
Expiry date—
StatusIn effect
Circular No. 120/2020/TT-BTC on trading of listed shares, registered trading, fund certificates, corporate bonds, and guaranteed warrant listings on the securities trading system

This Circular stipulates activities such as margin trading, day trading, short selling with guarantees, and market making on the securities market. It replaces Circular No. 203/2015/TT-BTC from 2015 a…

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Issued date31/12/2020
Effective date15/02/2021
Expiry date—
StatusIn effect
Circular No. 117/2020/TT-BTC provides methods for calculating unlawful revenue and illegal gains resulting from violations of securities and securities market laws.

This Circular guides the calculation of illegal gains and unlawful revenues in the field of securities and the securities market, replacing previous Circulars. It takes effect on February 15, 2021.

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Issued date31/12/2020
Effective date15/02/2021
Expiry date—
StatusIn effect
Circular No. 119/2020/TT-BTC stipulates the activities of securities trading registration, priority registration, netting, and settlement.

Clauses from Article 25 to Article 28 of this Circular regulate the margin for netting of investors and clearing members, as well as the management of netting margin assets. Specifically, investors mu…

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Issued date31/12/2020
Effective date15/02/2021
Expiry date—
StatusIn effect
Circular No. 11/2020/TT-BTP stipulates the model of the card, procedures, and formalities for issuing new and replacement cards for judicial appraisers.

This Circular details the issuance and management of judicial appraiser cards according to the Law on Judicial Appraisal 2015. The Circular includes main contents such as: Purpose and scope of applica…

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Issued date31/12/2020
Effective date15/02/2020
Expiry date01/05/2026
StatusExpired
Circular No. 26/2020/TT-NHNN on the issuance of statements and provision of information by the State Bank of Vietnam

Circular No. 02/2021/TT-NHNN on the issuance of statements and provision of information by the State Bank of Vietnam, replacing Circular No. 48/2014/TT-NHNN. This Circular takes effect from February 2…

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Issued date31/12/2020
Effective date20/02/2021
Expiry date—
StatusIn effect
Decree No. 154/2020/ND-CP amending and supplementing certain articles of Decree No. 34/2016/ND-CP dated May 14, 2016, of the Government detailing some provisions and measures for implementing the Law on Enacting Legal Normative Documents.

Decree No. 75/2020/ND-CP amends and supplements certain articles of Decree No. 34/2016/ND-CP detailing the implementation of the Law on Enacting Legal Normative Documents. It specifies contents regard…

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Issued date31/12/2020
Effective date01/01/2021
Expiry date01/04/2025
StatusExpired
Consolidated Document number 65/VBHN-BTC Circular guiding the financial regime for the Asset Management Company of Vietnam's Credit Institutions (VAMC)

This Circular guides the financial regime for the Asset Management Company of Vietnam's Credit Institutions (VAMC), detailing the financial plan, financial reports, and statistics, as well as the mana…

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Issued date31/12/2020
Effective date31/12/2020
Expiry date—
StatusIn effect
Consolidated Document number 64/VBHN-BTC Circular guiding the financial regime of the State Bank of Vietnam

This Circular provides detailed guidance on the implementation of the financial regime of the State Bank of Vietnam pursuant to Decision No. 07/2013/QĐ-TTg dated January 24, 2013, of the Prime Ministe…

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Issued date31/12/2020
Effective date31/12/2020
Expiry date—
StatusIn effect