Decision No. 1218/QD-BTC on announcing administrative procedures in the securities sector within the scope of the Ministry of Finance's state management functions.

This list enumerates administrative procedures under the management scope of the Ministry of Finance, including those that have been amended and abolished.

文号1218/QĐ-BTC
文件类型Decision
发布机关Ministry of Finance
签署人Trần Xuân Hà
更新16/06/2026
行业Unclassified
领域OtherBanking-Finance and Financial MarketsBonds
发布日期27/05/2013
生效日期27/05/2013
失效日期
状态In effect
✦ 智能摘要

This list enumerates administrative procedures under the management scope of the Ministry of Finance, including those that have been amended and abolished.

适用范围

Securities trading organizations, fund management companies, domestic and foreign investors participating in the securities market.

要点

  • It includes procedures such as: Request for division, separation, merger, consolidation, and conversion of fund management companies; Report on changes in charter capital of fund management companies; Registration to establish public funds; Registration to offer public fund certificates.
  • Administrative procedures being abolished aim to simplify processes and facilitate securities trading activities.
  • Some procedures have been amended to align with new regulations or improve implementation processes.
  • thongtinchitiet
  • No.: 1 Name of Administrative Procedure: Request for division, separation, merger, consolidation, and conversion of fund management companies Sector: Securities Implementing Authority: State Securities Commission Note: Abolish administrative procedure number TT 43 Item I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 2 Name of Administrative Procedure: Report on changes in charter capital of fund management companies Sector: Securities Implementing Authority: State Securities Commission Note: Abolish administrative procedure number TT 35 Item I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 3 Name of Administrative Procedure: Request for change of name of fund management companies Sector: Securities Implementing Authority: State Securities Commission Note: Abolish administrative procedure number TT 38 Item I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 4 Name of Administrative Procedure: Registration to establish public funds Sector: Securities Implementing Authority: State Securities Commission Note: Abolish administrative procedure number TT 49 Item I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 5 Name of Administrative Procedure: Registration to offer public fund certificates Sector: Securities Implementing Authority: State Securities Commission Note: Abolish administrative procedure number TT 50 Item I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 6 Name of Administrative Procedure: Registration for securities trading code (for institutional investors that are investment funds) Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 06 Item II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 7 Name of Administrative Procedure: Registration for securities trading code (for investment organizations that are hedge funds) Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 07 Item II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 8 Name of Administrative Procedure: Registration for securities trading code (for organizations registering for trading code as independent business units from headquarters; or subsidiaries wholly owned by multinational corporations already granted Trading Code) Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 08 Item II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 9 Name of Administrative Procedure: Registration for securities trading code (for individual investors) Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 09 Item II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 10 Name of Administrative Procedure: Registration for securities trading code (for institutional investors not belonging to fund type) Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 10 Item II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 11 Name of Administrative Procedure: Registration for change of securities company where foreign investor opens trading account Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 11 Item II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 12 Name of Administrative Procedure: Registration for change of depository member of foreign investor Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 12 Item II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 13 Name of Administrative Procedure: Request for dissolution of securities company before term Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 21 Item I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.
  • No.: 14 Name of Administrative Procedure: Request for division, separation, merger, consolidation, and conversion of securities company Sector: Securities Implementing Authority: Vietnam Stock Exchange Note: Abolish administrative procedure number TT 15 Item I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

🌐 本文件的社会影响

  • Simplify management procedures and facilitate securities trading activities.
  • Create conditions for organizations and individuals to participate in the securities market more easily.

❓ 常见问题

Which administrative procedures are abolished in this list?

This list includes many administrative procedures related to the management of fund management companies, securities companies, and foreign investors. Procedures such as registration for securities trading codes for organizations and individuals, requests for division, separation, merger, consolidation, and conversion of fund management companies and securities companies are all abolished.

Which administrative procedures are amended?

Some procedures such as Request for division, separation, merger, consolidation, and conversion of fund management companies; Report on changes in charter capital of fund management companies have been amended to comply with new regulations.

Which organizations must comply with this list?

This list applies to securities trading organizations, fund management companies, and domestic and foreign investors participating in the securities market.

全文

MINISTRY OF FINANCE

------------

Number: 1218/QD-BTC

SOCIALIST REPUBLIC OF VIET NAM

Independence - Freedom - Happiness

------------------------------------

Hanoi, May 27, 2013

Pursuant to …;

On publicizing administrative procedures in the securities sector within the scope of the Ministry of Finance's state management functions

-------------------------

THE MINISTER OF FINANCE

Pursuant to Decree No. 118/2008/NĐ-CP dated November 27, 2008, of the Government stipulating the functions, tasks, powers, and organizational structure of the Ministry of Finance;

Pursuant to Decree No. 63/2010/ND-CP dated June 8, 2010 of the Government on Administrative Procedure Control;

Considering the proposal of the Chairman of the Securities Commission and the Director of the Ministry's Office,

DECISION:

Article 1. Announced together with this Decision are seventy-seven (77) administrative procedures in the securities sector within the scope of management functions of the Ministry of Finance, including:

- Thirty-seven (37) new administrative procedures (Annex 1 attached hereto).

- Twenty-six (26) administrative procedures revised, supplemented, and replacing those already announced in Decision No. 1905/QD-BTC dated August 10, 2009 in the securities sector (Annex 2 attached hereto).

- Fourteen (14) administrative procedures abolished(Annex 3 attached).

Article 2. This Decision shall take effect from the date of signing.

Article 3. The Chairman of the Securities Commission, the Director of the Ministry's Office, the Head of the Legal Department, the Director of the Information and Financial Statistics Department, and the Heads of related units are responsible for implementing this decision./.

Place of Receipt:

- Administrative Procedure Control Division;

- Ministry of Planning and Investment Portal;

- As Article 3;

- Ministry of Finance website;

- Website of the State Securities Commission;

- To be filed: VT, SEC, 25.

DEPUTY MINISTER

DEPUTY MINISTER

(signed)

Tran Xuan Ha

Respectfully submitted to: The State Bank of Vietnam Branch in the Region ...

LIST OF NEW ADMINISTRATIVE PROCEDURES WITHIN THE SCOPE OF STATE MANAGEMENT FUNCTIONS OF THE MINISTRY OF FINANCE

(Issued together with Decision No. 1218/QD-BTC
dated May 27, 2013 of the Ministry of Finance)

No.

NAME OF ADMINISTRATIVE PROCEDURE

Sector, Field

Agency
a) Report to the Ministry of Natural Resources and Environment on the results of training and upgrading, including listing the teaching staff participating in teaching, evaluating the participation of trainees in the training process, the results of organizing examinations for completing the training and upgrading program on land valuation business, the issuance of Certificates and the use of Certificate codes, summarizing the feedback from trainees on the quality of the training and upgrading program on land valuation business, and other relevant matters.

  1. Central Level Administrative Procedures

Merger of fund management companies

State Securities Commission

SECNN

Application for issuance of license to establish and operate a merged fund management company

State Securities Commission

SECNN

Merger of fund management companies

State Securities Commission

SECNN

Application for amendment of license to establish and operate a fund management company receiving merger

State Securities Commission

SECNN

Application for conversion of type of fund management company

State Securities Commission

SECNN

Reduction of charter capital through share buyback

State Securities Commission

SECNN

Report on results of share buyback to reduce charter capital of fund management company

State Securities Commission

SECNN

Increase in charter capital of fund management company

State Securities Commission

SECNN

Report on results of increase in capital of fund management company

State Securities Commission

SECNN

Application for replacement of fund management company

State Securities Commission

SECNN

Application for establishment of representative office, branch, foreign investment

State Securities Commission

SECNN

Supplement of securities investment advisory business of fund management company

State Securities Commission

SECNN

Report on use of treasury shares for distribution to existing shareholders, rewards to employees

State Securities Commission

SECNN

Application for change of name of fund management company/branch/representative office

State Securities Commission

SECNN

Application for change of legal representative of fund management company

State Securities Commission

SECNN

Registration of initial public offering of closed-end fund certificates

State Securities Commission

SECNN

Registration of establishment of closed-end fund

State Securities Commission

SECNN

Registration of additional issuance of closed-end fund certificates

State Securities Commission

SECNN

Amendment of Certificate of Registration for Establishment of Closed-End Fund

State Securities Commission

SECNN

Merger of closed-end funds

State Securities Commission

SECNN

Consolidation of closed-end funds

State Securities Commission

SECNN

Consolidation, merger of member funds

State Securities Commission

SECNN

Extension of operation period of fund

State Securities Commission

SECNN

Notice of dissolution of fund

State Securities Commission

SECNN

Application for change of Branch Manager of securities company

State Securities Commission

SECNN

Application for addition of business activities at branch of securities company

State Securities Commission

SECNN

Application for withdrawal of business activities at branch of securities company

State Securities Commission

SECNN

Application for conversion of securities company

State Securities Commission

SECNN

Application for consolidation, merger of securities company

State Securities Commission

SECNN

Application for reissuance of license to establish and operate after securities company has completed conversion

State Securities Commission

SECNN

Application for reissuance of license to establish and operate after securities company has completed consolidation, merger

State Securities Commission

SECNN

  1. Other administrative procedures

01.

Registration of securities trading code for foreign investors

State Securities Commission

TTLKCK

02.

Registration of securities trading code for foreign investor portfolio

State Securities Commission

TTLKCK

03.

Transfer of investment portfolio between foreign investor custody accounts

State Securities Commission

TTLKCK

04.

Change of custodian bank for foreign investor assets

State Securities Commission

TTLKCK

05.

Change of name of foreign investor

State Securities Commission

TTLKCK

06.

Changes related to identification of foreign investors

State Securities Commission

TTLKCK

DIRECTOR OF THE STATE BANK OF VIETNAM

LIST OF AMENDED, SUPPLEMENTED, AND REPLACED ADMINISTRATIVE PROCEDURES WITHIN THE SCOPE OF STATE MANAGEMENT FUNCTIONS OF THE MINISTRY OF FINANCE

(Issued together with Decision No. 1218/QD-BTC

dated May 27, 2013 of the Ministry of Finance)

No.

NAME OF ADMINISTRATIVE PROCEDURE

Sector, Field

Agency
a) Report to the Ministry of Natural Resources and Environment on the results of training and upgrading, including listing the teaching staff participating in teaching, evaluating the participation of trainees in the training process, the results of organizing examinations for completing the training and upgrading program on land valuation business, the issuance of Certificates and the use of Certificate codes, summarizing the feedback from trainees on the quality of the training and upgrading program on land valuation business, and other relevant matters.

Content of amendment
supplementation

Remarks

Establishment of representative office of fund management company

(B-BTC-009508-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 46 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for closure of representative office of fund management company

(B-BTC-009533-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 44 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for establishment of branch of fund management company

(B-BTC-009082-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 39 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for closure of branch of fund management company

(B-BTC-009861-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 40 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for change of main office location, branch, representative office of fund management company

(B-BTC-008110-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 42 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for temporary suspension of operations of fund management company

(B-BTC-008963-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 41 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for approval of transactions that change ownership of shares or equity contributions of 10% or more of the subscribed charter capital of fund management company

(B-BTC-009144-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 45 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for dissolution of fund management company

(B-BTC-009162-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 36 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Establishment of member fund

(B-BTC-016344-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 47 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Report on increase or decrease in member fund charter capital

(B-BTC-017121-TT)

State Securities Commission

SECNN

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 48 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Registration of change of transaction representative of foreign investor

(B-BTC-044199-TT)

State Securities Commission

TTLKCK

Components, quantity of files; sample forms; requirements for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 13 Section II - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for addition of business activities of securities company

(B-BTC-036542-TT)

State Securities Commission

UBCK

Components of file; names of sample forms; requirements, conditions for implementation of administrative procedures; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 14 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for withdrawal of business activities of securities company

(B-BTC-036528-TT)

State Securities Commission

UBCK

Implementation process; components of file; names of sample forms; time limit for administrative procedure; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 17 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for change of charter capital of securities company

(B-BTC-036507-TT)

State Securities Commission

UBCK

Name of administrative procedure; components of file; time limit for resolution; names of sample forms; requirements, conditions for implementation; legal basis for administrative procedures.

Replaces Administrative Procedure No. TT 18 Section I - List issued together with Decision No. 1905/QD-BTC dated August 10, 2009.

Application for temporary suspension of securities business operations

(B-BTC-036521-TT)

State Securities Commission

UBCK

Name of administrative procedure; requirements and conditions for implementing the administrative procedure; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 19 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to change the legal representative of a securities company

(B-BTC-036494-TT)

State Securities Commission

UBCK

Components of the dossier; name of application forms and declaration forms; time limit for handling the administrative procedure; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 22 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to implement transactions that change ownership of shares or equity contributions of 10% or more of the subscribed charter capital of a securities company

(B-BTC-036531-TT)

State Securities Commission

UBCK

Name of administrative procedure; implementation procedures; components of the dossier; name of application forms and declaration forms; requirements and conditions for implementing the administrative procedure; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 20 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to establish a branch of a securities company

(B-BTC-035460-TT)

State Securities Commission

UBCK

Name of administrative procedure; implementation procedures; components of the dossier; name of application forms and declaration forms; requirements and conditions for implementing the administrative procedure; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 29 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to establish a trading office of a securities company

(B-BTC-035746-TT)

State Securities Commission

UBCK

Name of administrative procedure; implementation procedures; components of the dossier; name of application forms and declaration forms; requirements and conditions for implementing the administrative procedure; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 28 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to establish a representative office of a securities company

(B-BTC-035747-TT)

State Securities Commission

UBCK

Name of administrative procedure, components of the dossier; name of application forms and declaration forms; requirements and conditions for implementing the administrative procedure; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 27 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to close a branch of a securities company

(B-BTC-036485-TT)

State Securities Commission

UBCK

Name of administrative procedure; implementation procedures; components of the dossier; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 25 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to close a trading office of a securities company

(B-BTC-036481-TT)

State Securities Commission

UBCK

Implementation procedures; components of the dossier; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 26 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to close a representative office of a securities company

(B-BTC-036489-TT)

State Securities Commission

UBCK

Implementation procedures; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 24 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to change the name of a securities company, branch, trading office, or representative office

(B-BTC-036492-TT)

State Securities Commission

UBCK

Implementation procedures; components of the dossier; name of application forms and declaration forms; time limit for handling; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 23 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to change the location of the main office, branch, trading office, or representative office of a securities company

(B-BTC-036499-TT)

State Securities Commission

UBCK

Components of the dossier; name of application forms and declaration forms; time limit for handling; legal basis for the administrative procedure.

Replaces Administrative Procedure TT 16 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to issue a securities business practice certificate

(B-BTC-036699-TT)

State Securities Commission

UBCK

Components of the dossier; name of application forms and declaration forms; time limit for handling; legal basis for the administrative procedure.

Amends Administrative Procedure TT 32 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Tel:

LIST OF ADMINISTRATIVE PROCEDURES ABOLISHED FROM THE SCOPE OF MINISTRY OF FINANCE MANAGEMENT

(Issued together with Decision No. 1218/QD-BTC
dated May 27, 2013 of the Ministry of Finance)

Serial number

NAME OF ADMINISTRATIVE PROCEDURE

Sector, Field

Implementing Authority

Remarks

Request to divide, split, merge, consolidate, or convert a fund management company

(B-BTC-016353-TT)

State Securities Commission

SECNN

Abolishes Administrative Procedure TT 43 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Report on changes in the charter capital of a fund management company

(B-BTC-034474-TT)

State Securities Commission

SECNN

Abolishes Administrative Procedure TT 35 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to change the name of a fund management company

(B-BTC-008103-TT)

State Securities Commission

SECNN

Abolishes Administrative Procedure TT 38 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration to establish a public fund

(B-BTC-016348-TT)

State Securities Commission

SECNN

Abolishes Administrative Procedure TT 49 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration to offer public fund certificates

(B-BTC-009981-TT)

State Securities Commission

SECNN

Abolishes Administrative Procedure TT 50 Section I - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration for securities trading code (for institutional investors that are investment funds)

(B-BTC-044131-TT)

State Securities Commission

TTLKCK

Abolishes Administrative Procedure TT 06 Section II - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration for securities trading code (for institutional investors that are hedge funds)

(B-BTC-044094-TT)

State Securities Commission

TTLKCK

Abolishes Administrative Procedure TT 07 Section II - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration for securities trading code (for organizations registering for trading code as independent business units with headquarters; or subsidiaries wholly owned by multinational corporations already granted Trading Code)

(B-BTC-044077-TT)

State Securities Commission

TTLKCK

Abolishes Administrative Procedure TT 08 Section II - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration for securities trading code (for individual investors)

(B-BTC-044064-TT)

State Securities Commission

TTLKCK

Abolishes Administrative Procedure TT 09 Section II - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration for securities trading code (for institutional investors not belonging to fund types)

(B-BTC-044032-TT)

State Securities Commission

TTLKCK

Abolishes Administrative Procedure TT 10 Section II - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration to change the securities company where foreign investors open trading accounts

(B-BTC-044182-TT)

State Securities Commission

TTLKCK

Abolishes Administrative Procedure TT 11 Section II - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Registration to change the custodian member of foreign investors

(B-BTC-044222-TT)

State Securities Commission

TTLKCK

Abolishes Administrative Procedure TT 12 Section II - List attached to Decision No. 1905/QD-BTC dated August 10, 2009.

Request to dissolve a securities company before the due date

(B-BTC-036533-TT)

State Securities Commission

TTLKCK

Repeal the administrative procedure number TT 21, Section I - List attached to Decision number 1905/QD-BTC dated August 10, 2009.

Application for division, separation, merger, consolidation, and transformation of securities companies

(B-BTC-036534-TT)

State Securities Commission

TTLKCK

Repeal the administrative procedure number TT 15, Section I - List attached to Decision number 1905/QD-BTC dated August 10, 2009.

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关系图

1218/QĐ-BTC
Decision No. 1218/QD-BTC on announcing administrative procedures in the securities sector within the scope of the Ministry of Finance's state management functions.
In effect

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