This document is a notice and related forms concerning the issuance of government bonds through guarantee methods, including the contents and conditions of the bonds, registration for issuance guarantee, bond purchase registration, ownership certificate, and sales results report. This document is issued by the State Treasury Central Office.
적용 범위
Organizations participating in the guarantee issuance of government bonds, investors purchasing government bonds, Securities Trading Centers, and other relevant agencies.
핵심 사항
- Notice the contents and conditions of government bonds issued through guarantee methods.
- Registration for guarantee issuance of government bonds with detailed information on volume, investor list, interest rate, and guarantee fee.
- Registration for purchasing government bonds from investment organizations.
- Provide ownership certificates for bondholders.
- Report the results of bond sales after issuance.
🌐 이 문서의 사회적 영향
- Facilitate capital mobilization through the government bond market.
- Provide detailed and transparent information about bond issuance rounds to protect investor rights.
- Support risk management during the issuance and trading of government bonds.
❓ 자주 묻는 질문
To whom is the notice regarding the contents and conditions of government bonds issued?
This notice is sent to organizations participating in the guarantee issuance of government bonds.
What information should be included in the registration for guarantee issuance?
The registration for guarantee issuance should include the name of the organization, the volume of bonds under guarantee, the list and amount registered for purchase by each investor, interest rate, and guarantee fee.
What is the purpose of the ownership certificate for bonds?
The ownership certificate for bonds confirms the owner's right to the government bonds purchased.
전문
|
MINISTRY OF FINANCE |
SOCIALIST REPUBLIC OF VIETNAM |
|
Number: 13/2002/TT-BTC |
Hanoi, February 5, 2002 |
CIRCULAR
CIRCULAR NO. 13/2002/TT-BTC OF THE MINISTRY OF FINANCE ON FEBRUARY 5, 2002 GUIDING THE AMENDMENT AND SUPPLEMENTATION OF CIRCULAR NO. 68/2000/TT-BTC OF THE MINISTRY OF FINANCE ON DETAILING CERTAIN PROVISIONS ON GUARANTEE AND DISTRIBUTION AGENCY FOR GOVERNMENT BONDS
To perfect the mechanism for issuing government bonds through guarantee and distribution agency methods, the Ministry of Finance guides the amendment and supplementation of Circular No. 68/2000/TT-BTC dated July 13, 2000 of the Ministry of Finance on detailing certain provisions on guarantee and distribution agency for government bonds. issuance of government bonds as follows:
PART II, SECTION II IS AMENDED AND COMPLEMENTED WITH SOME POINTS:
1. Replacing old point 1 with new point 1:
1. Structure of guarantee for the issuance of government bonds:
The guarantee for the issuance of government bonds shall be carried out according to one of the following structures of guarantee for issuance:
1.1. A single guarantee organization.
1.2. A combined guarantee structure with one or more main guarantee organizations.
1.3. A combined guarantee structure including joint guarantee organizations.
2. Replacing point 3 on the guarantee issuance process for government bonds with new point 3:
2.1. Replacing old point 3.1 with new point 3.1:
3.1. Notification of the contents and conditions of the issuance of government bonds:
At least 30 days before the issuance of government bonds, based on the Decision on the issuance of government bonds by the Minister of Finance, the State Treasury Central Office sends the "Notification of the contents and conditions of government bonds issued under the guarantee method" (according to Model Appendix 02 attached) to the participants in the guarantee issuance of government bonds.
Based on the Notification of the contents and conditions of government bonds from the State Treasury Central Office, the participants in the guarantee issuance of government bonds investigate the ability of investors to purchase government bonds in the form of registering to buy government bonds (according to Model Appendix 06 attached).
2.3. Replacing old point 3.2 with new point 3.2:
3.2. Registration for guarantee issuance of government bonds:
At least 15 days before the issuance of government bonds, based on the results of the registration of purchases of government bonds by investors, the participants in the guarantee issuance send the "Registration for Guarantee Issuance of Government Bonds" (according to Model Appendix 03 attached) to the State Treasury Central Office, clearly stating: the volume of bonds guaranteed, the list and amount registered to buy bonds by each investor, interest rate, guarantee fee... for the State Treasury Central Office to consider and select the guarantor organization for the issuance.
2.3. Replacing old point 3.3 with new point 3.3:
3.3. Agreement on interest rates, guarantee fees, and the volume of bonds guaranteed for the issuance of government bonds:
Based on the "Registration for Guarantee Issuance of Government Bonds," the State Treasury Central Office decides to choose those participating guarantors whose registered purchase amounts of bonds by investors compared to the volume of bonds guaranteed reach 50% or more, with lower interest rates and guarantee fees to act as guarantors for the issuance and invite them to the State Treasury Central Office to agree on interest rates, guarantee fees, the volume of bonds guaranteed, and other related issues of the issuance.
2.4. Replacing old point 3.4 with new point 3.4:
3.4. Signing the Guarantee Issuance Contract for Government Bonds:
Based on the results of the agreement with the guarantor organization, the State Treasury Central Office signs the "Guarantee Issuance Contract for Government Bonds" with the sole guarantor organization or the main guarantor organization or each joint main guarantor organization or each selected joint guarantor organization.
2.5. Replacing old point 3.5 with new point 3.5:
3.5. Issuing a notification of the issuance of government bonds to the securities market:
At least 7 days before the issuance of government bonds, based on the Guarantee Issuance Contract for Government Bonds, the State Treasury Central Office and the chosen guarantor organization cooperate with the Securities Trading Center, Stock Exchange to issue the "Notification of the Issuance of Government Bonds" (according to Model Appendix 05 attached) on the securities market.
2.6. Replacing old point 3.6 with new point 3.6:
3.6. Selling government bonds to investors:
Based on the Notification of the Issuance of Government Bonds and the signed Guarantee Issuance Contract for Government Bonds with the State Treasury Central Office, the guarantor organization sells the guaranteed government bonds to investors.
2.7. Replacing old point 3.7 with new point 3.7:
3.7. Depositing guarantee issuance funds for government bonds:
a) To ensure the transfer of guaranteed bond proceeds to the State Treasury Central Office, before the issuance of government bonds, the guarantor organizations must deposit a minimum guarantee fund equal to 5% of the guaranteed bond proceeds into the account opened at the State Bank.
b) The guarantee deposit will not accrue interest during the deposit period and can be deducted from the guaranteed bond proceeds transferred to the State Treasury Central Office or used to pay late payment penalties if the guarantor organization delays transferring the guaranteed bond proceeds to the State Treasury Central Office.
2.8. In point 3.8.b: Replacing the phrase "The late payment penalty amount is deducted from the guarantor organization's account at the bank and is determined according to the following formula:" with the phrase "The late payment penalty amount is deducted from the guarantor organization's guarantee deposit and is determined according to the following formula:"
3. Replacing old point 6 with new point 6:
6. Responsibilities of the guarantor organization:
6.1. The guarantor organization resells the guaranteed bonds to investors and simultaneously buys the remaining unsold bonds.
6.2. Managing ledgers and performing registration, custody, and listing procedures for bonds at the Securities Trading Center, Stock Exchange for investors.
6.3. By the latest on the day of bond issuance, the guarantor organization must submit the "Report on the Results of Bond Sales" (according to Model Appendix 11 attached) to the State Treasury Central Office.
II. THE ANNEXES ARE AMENDED AND COMPLEMENTED AS FOLLOWS:
1. Replacing old Annex 02 with new Annex 02 "attached."
2. Replacing old Annex 03 with new Annex 03 "attached."
3. In Article 6, Appendix 04: Replace the old Point 3 with the new Point 3:
Notify the Issuer of the progress and results of the bond sale when the issuer requests.
4. Replace the old Appendix 05 with the new Appendix 05 "attached".
5. Replace the old Appendix 06 with the new Appendix 06 "attached".
6. Replace the old Appendix 07 with the new Appendix 07 "attached".
7. Add Appendix 11 "attached".
III. IMPLEMENTATION
1. This Circular takes effect 15 days from the date of signature. Other contents not guided in this Circular remain unchanged as prescribed in Circular No. 68/2000/TT-BTC dated July 13, 2000, of the Ministry of Finance.
2. Ministers, Heads of ministerial-level agencies, Heads of government-affiliated agencies, Chairpersons of People's Committees of provinces and centrally governed cities shall coordinate with the Ministry of Finance to implement this Circular.
3. The Director General of the State Treasury, Heads of units under and directly affiliated with the Ministry of Finance shall be responsible for guiding and organizing the implementation of the provisions of this Circular./.
|
|
Vu Van Ninh (Signed) |
APPENDIX 02
|
|
SOCIALIST REPUBLIC OF VIETNAM |
NOTICE
CONTENTS AND CONDITIONS OF GOVERNMENT BONDS ISSUED UNDER GUARANTEE MECHANISM FOR ISSUE...
Pursuant to Decision No... dated... month... year... of the Minister of Finance, the State Treasury hereby announces the contents and conditions of Government bonds issued under guarantee mechanism for issue... as follows:
1. Volume of bonds issued:
2. Term of bonds:
3. Form of bonds:
4. Face value of bonds:
5. Issue date of bonds:
6. Due date for bond repayment:
7. Principal and interest payment method:
8. Other issues related to the issuance period;
Based on the above issuance contents and conditions, organizations wishing to participate in guaranteeing the issuance of Government bonds for the... issue shall submit a "Guarantee Registration for Issuance of Government Bonds" (according to Model Appendix 03 attached to Circular No. 13/2002/TT-BTC dated February 5, 2002, of the Ministry of Finance) to the State Treasury before... month... year... to proceed with the preparation steps for guaranteeing the issuance of bonds./.
|
Place of Receipt: |
Director General of the State Treasury |
APPENDIX 03
|
|
SOCIALIST REPUBLIC OF VIETNAM ..., Date Month Year |
REGISTRATION FOR GUARANTEE OF ISSUANCE OF GOVERNMENT BONDS ISSUE...
Respectfully submitted to: State Treasury
1. Name of organization receiving guarantee:
2. Trading name:
3. Main office:
4. Telephone: Fax:
5. Bank account opening place: Account number:
6. Registered capital:
Request to be guaranteed for issuance of Government bonds for the... issue with the following contents and conditions:
1. Volume of bonds to be guaranteed:
2. List and amount of bond purchases registered by each investor:
3. Ratio of the amount of bond purchases registered by investors to the volume of bonds to be guaranteed:
4. Bond interest rate:
5. Guarantee fee:
6. Other issues related to the issuance period:
NAME OF JOINT STOCK
Head of the organization
(Signature, stamp)
APPENDIX 05
|
|
SOCIALIST REPUBLIC OF VIETNAM |
NOTICE
ISSUANCE OF GOVERNMENT BONDS UNDER GUARANTEE MECHANISM FOR ISSUE...
The State Treasury hereby informs the detailed contents of Government bonds issued under guarantee mechanism for issue... as follows:
1. Volume of bonds issued:
2. Term of bonds:
3. Interest rate of bonds:
4. Form of bonds:
5. Sale price of bonds:
6. Face value of bonds:
7. Issue date of bonds:
8. Due date for bond repayment:
9. Principal and interest payment method:
10. Guarantee organizations, volume of bonds guaranteed by each organization:
11. Other issues related to the issuance period:
|
Place of Receipt: |
Director General of the State Treasury |
APPENDIX 06
|
|
SOCIALIST REPUBLIC OF VIETNAM |
APPLICATION TO PURCHASE GOVERNMENT BONDS ISSUED UNDER GUARANTEE MECHANISM FOR ISSUE...
(For investors)
Respectfully submitted to: (Name of guarantee issuing organization)
1. Name of organization (individual) purchasing bonds:
2. Business registration certificate number: ..., (issuing authority)...issued on... month... year...
3. Address:
4. Telephone: Fax:
5. Application to purchase Government bonds issued under guarantee mechanism for issue... as follows:
- Bond interest rate:
- Volume of bonds applied to purchase:
+ Certificate form (details according to each face value type):
+ Bookkeeping entry form:
- Other issues related to the issuance period
NAME OF ORGANIZATION (INDIVIDUAL) PURCHASING BONDS
Head of the organization
(Signature, stamp)
APPENDIX 07
|
|
SOCIALIST REPUBLIC OF VIETNAM |
BOND OWNERSHIP CERTIFICATE
Owner:…
Address: …
Business registration certificate number or ID card (passport) number…,
(issuing authority)...issued on... month... year…
Owns treasury bonds: term... years; interest rate...%/year
Amount: …
In words:…
.......................................................................................................................
Issue date:…
Repayment date:…
|
Head of Capital Mobilization Department (Signature, full name) |
Director General of the State Treasury (Signature, full name, stamp) |
APPENDIX 11
|
|
SOCIALIST REPUBLIC OF VIETNAM |
REPORT
RESULTS OF GOVERNMENT BONDS SALES ISSUED UNDER GUARANTEE MECHANISM FOR ISSUE...
Respectfully submitted to: State Treasury
The volume of bonds guaranteed is... dong. Of which:
- The volume of bonds sold to investors is... dong, accounting for...% of the volume of bonds guaranteed.
- The remaining volume of bonds held by the guarantee issuing organization is... dong, accounting for...% of the volume of bonds guaranteed.
Specifically as follows:
|
Serial number |
Bond owner * |
Currency Exchange Agent No. 3 |
Business registration certificate number or ID card (passport)** |
Issuing authority and date |
Amount of bonds owned (dong) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
... |
|
|
|
|
|
|
(thousand dong/year) |
|
|
|
|
Head of the organization
(Signature, stamp)
Note:
* Bond owners include guarantee issuing organizations.
** Business registration certificate abbreviated as: Business registration certificate.
관계도
문서를 클릭하면 열립니다. 빨간 테두리＝효력을 변경하는 관계.
번역본
이 문서는 다음 언어로 제공됩니다: