Decision No. 13/2007/QĐ-NHNN amends the regulation on the organization and operation of the General Audit Department at the State Bank of Vietnam, adding new tasks such as drafting legal normative documents on internal auditing, conducting internal audits in specific fields, and participating in inter-ministerial councils. The Decision shall take effect fifteen days from the date of publication in the Official Gazette.
Đối tượng áp dụng
The General Audit Department at the State Bank of Vietnam
Các điểm cốt lõi
- The General Audit Department → drafts and submits to the Governor for issuance legal normative documents on internal auditing (Article 3.1)
- The General Audit Department → issues regulations, procedures for internal audit operations, and guidelines for inspection work (Article 3.2)
- The General Audit Department → develops inspection and internal audit programs and plans according to the Governor's approval (Article 3.3)
- The General Audit Department → conducts internal audits in specific areas such as compliance with laws, foreign exchange reserve management, security of vaults, and printing and minting of currency (Articles 3.4-6)
- The General Audit Department → participates in inter-ministerial councils to oversee the destruction of non-circulating currency and conducts inspections of the National Currency Printing Works as prescribed by the Governor (Articles 3.7-9)
🌐 Tác động xã hội từ văn bản này
- Positive impact: Enhances the effectiveness of management and supervision of the State Bank of Vietnam through the implementation of internal audits and the drafting of legal normative documents.
- Negative impact: May increase costs for the General Audit Department due to the execution of new tasks, and may also impose a workload burden on units under the State Bank of Vietnam.
❓ Câu hỏi thường gặp
Is the General Audit Department required to draft legal normative documents on internal auditing?
Yes, the General Audit Department has the task of drafting and submitting to the Governor for issuance legal normative documents on internal auditing (Article 3.1).
What tasks does the General Audit Department need to perform in the field of foreign exchange reserve management?
The General Audit Department is tasked with inspecting the management of state foreign exchange reserves (Article 3.4).
When does this Decision come into effect?
This Decision takes effect fifteen days from the date of publication in the Official Gazette (Article 2).
Which inter-ministerial council does the General Audit Department participate in to oversee the destruction of non-circulating currency?
The General Audit Department participates in the Inter-Ministerial Council overseeing the destruction of non-circulating currency (Article 3.7).
What new tasks have been added for the General Audit Department in this Decision?
The General Audit Department has been assigned new tasks including drafting legal normative documents on internal auditing, conducting internal audits in specific fields such as compliance with laws and foreign exchange reserve management (Article 3).
Toàn văn
DECISION
Regarding the amendment to the Regulation on the organization and operation of the General Supervision Department issued pursuant to Decision No. 1128/2004/QĐ-NHNN dated September 9, 2004 of the Governor of the State Bank of Vietnam
_________________________
GOVERNOR OF THE STATE BANK OF VIETNAM
Pursuant to the Law on the State Bank of Vietnam No. 01/1997/QH10 dated December 12, 1997 and the Law Amending and Supplementing Certain Provisions of the Law on the State Bank of Vietnam No. 10/2003/QH11 dated June 17, 2003;
Pursuant to Government Decree No. 86/2002/NĐ-CP dated November 5, 2002 stipulating the functions, tasks, powers, and organizational structure of Ministries and ministerial-level agencies;
Pursuant to Government Decree No. 52/2003/NĐ-CP dated May 19, 2003 stipulating the functions, tasks, powers, and organizational structure of the State Bank of Vietnam;
At the proposal of the General Supervision Department Director and the Organization and Cadres Department Director.
DECISION:
Article 1. Amend Article 3 of the Regulation on the organization and operation of the General Supervision Department issued pursuant to Decision No. 1128/2004/QĐ-NHNN dated September 9, 2004 of the Governor of the State Bank of Vietnam as follows:
"Article 3. The General Supervision Department shall have the following tasks and powers:
1. Draft and submit to the Governor for promulgation legal instruments concerning the supervision of activities and internal auditing of the State Bank of Vietnam.
2. Issue regulations and procedures for supervising activities and internal auditing of the State Bank of Vietnam, provide guidance, and inspect the supervision work at units under the State Bank of Vietnam.
3. Develop programs and plans for internal auditing; implement internal auditing according to the program and plan approved by the Governor.
4. Conduct internal auditing in areas such as compliance with laws, mechanisms, regulations, and operational procedures of the State Bank of Vietnam, implementation of the Governor's directives, financial statements of the State Bank of Vietnam and its affiliated accounting units; procurement projects, new investment and construction projects, major renovation and repair projects, upgrading of assets, and application of information technology in units under the State Bank of Vietnam; management of national foreign exchange reserves; security of the State Bank of Vietnam's vaults.
5. Perform internal auditing of procurement projects and large-scale investment construction projects of the State Bank of Vietnam from the planning stage as decided by the Governor.
6. Participate in the Inter-Ministerial Council for the inventory of cash, precious metals, and securities quarterly at the Central Treasury; inspect the printing and minting of currency in accordance with current regulations.
7. Participate in the Inter-Ministerial Council for monitoring the destruction of unfit banknotes and the destruction of defective printed and minted banknotes, printing paper, and minting metal in accordance with state regulations.
8. Carry out inspections of the National Banknote Printing Factory in accordance with the Governor's regulations.
9. Prepare reports on supervision activities and internal auditing. Recommend to the Governor measures to enhance the effectiveness of supervision activities and internal auditing of the State Bank of Vietnam.
10. Perform other tasks assigned by the Governor."
Article 2. The Standard Measurement Quality Control Department shall be responsible for organizing and guiding the implementation of the Regulations adopted herein.
Article 3. The Director of the Office, the Directors of the Organization and Cadres Department and the General Supervision Department, and the Heads of relevant units under the State Bank of Vietnam are responsible for implementing this Decision./.
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