Decision No. 1602/2006/QD-BTC stipulates the transfer of responsibilities for securities registration, custody, settlement, and payment from the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange to the Securities Depository Center. This document takes effect as of May 1, 2006.
Đối tượng áp dụng
The Hanoi Stock Exchange, Ho Chi Minh City Stock Exchange, and the Securities Depository Center
Các điểm cốt lõi
- The Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange must transfer responsibilities for securities registration, custody, settlement, and payment to the Securities Depository Center (Article 1).
- This Decision takes effect from May 1, 2006.
- The Chairman of the State Securities Commission, the Director of the Cadre and Civil Servant Department, the Directors of the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange, and the Director of the Securities Depository Center must implement this Decision.
- This document takes effect upon issuance.
🌐 Tác động xã hội từ văn bản này
- The Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange will focus on securities trading activities and reduce management tasks related to registration and custody.
- The Securities Depository Center will assume all responsibilities related to securities registration, custody, settlement, and payment.
❓ Câu hỏi thường gặp
What responsibilities are being transferred?
Responsibilities for securities registration, custody, settlement, and payment from the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange to the Securities Depository Center.
When does this Decision take effect?
Decision No. 1602/2006/QD-BTC takes effect as of May 1, 2006.
Toàn văn
| MINISTRY OF FINANCE ------------- |
SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ----------------------------------- |
| Decision No. 1602/2006/QD-BTC | Hanoi, April 7, 2006 |
DECISION
On the transfer of securities registration, custody, settlement and payment tasks from Securities Trading Centers to the Securities Depository Center
---------------------------
THE MINISTER OF FINANCE
Pursuant to Decree No. 86/2002/NĐ-CP dated November 5, 2002 of the Government on the functions, tasks, powers and organizational structure of ministries and ministerial-level agencies;
Pursuant to Decree No. 77/2003/NĐ-CP dated July 1, 2003 of the Government on the functions, tasks, powers and organizational structure of the Ministry of Finance;
Pursuant to Decree No. 144/2003/NĐ-CP dated November 28, 2003 of the Government on securities and the securities market;
Pursuant to Decision No. 161/2004/QĐ-TTg dated September 7, 2004 of the Prime Minister on the functions, tasks, powers and organizational structure of the State Securities Commission;
Pursuant to Decision No. 189/2005/QĐ-TTg dated July 27, 2005 of the Prime Minister on the establishment of the Securities Depository Center;
Pursuant to Decision No. 3195/QĐ-BTC dated September 19, 2005 of the Minister of Finance on the functions, tasks, powers and organizational structure of the Securities Depository Center;
Pursuant to Decision No. 1788/QĐ-BTC dated May 30, 2005 of the Minister of Finance on the functions, tasks, powers and organizational structure of the Hanoi Stock Exchange;
Pursuant to Decision No. 1789/QĐ-BTC dated May 30, 2005 of the Minister of Finance on the functions, tasks, powers and organizational structure of the Ho Chi Minh City Stock Exchange;
At the proposal of the Chairman of the State Securities Commission and the Director of the Personnel Department;
DECIDES:
Article 1. Transfer the securities registration, custody, settlement and payment tasks from the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange to the Securities Depository Center.
Article 2. This Decision takes effect on May 1, 2006. The Chairman of the State Securities Commission, Director of the Personnel Department, Director of the Finance Management Department, Directors of the Hanoi and Ho Chi Minh City Stock Exchanges, Director of the Securities Depository Center, and Head of the Ministry of Finance’s Office are responsible for implementing this Decision./.
| DISTRIBUTION: - Leadership of the Ministry; - As per Article 2; - To be filed with VT, TCCB. |
THE MINISTER (Signature) Nguyen Sinh Hung |
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