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Decision No. 1602/2006/QD-BTC On the transfer of responsibilities for securities registration, custody, settlement, and payment from stock exchanges to the Securities Depository Center

Decision No. 1602/2006/QD-BTC stipulates the transfer of responsibilities for securities registration, custody, settlement, and payment from the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange to the Securities Depository Center. This document takes effect as of May 1, 2006.

文号1602/2006/QĐ-BTC
文件类型Decision
发布机关Ministry of Finance
签署人Nguyễn Sinh Hùng
更新16/06/2026
领域OtherBanking-Finance and Financial MarketsBonds
发布日期07/04/2006
生效日期01/05/2006
失效日期—
状态In effect
✦ 智能摘要

Decision No. 1602/2006/QD-BTC stipulates the transfer of responsibilities for securities registration, custody, settlement, and payment from the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange to the Securities Depository Center. This document takes effect as of May 1, 2006.

适用范围

The Hanoi Stock Exchange, Ho Chi Minh City Stock Exchange, and the Securities Depository Center

要点

  • The Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange must transfer responsibilities for securities registration, custody, settlement, and payment to the Securities Depository Center (Article 1).
  • This Decision takes effect from May 1, 2006.
  • The Chairman of the State Securities Commission, the Director of the Cadre and Civil Servant Department, the Directors of the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange, and the Director of the Securities Depository Center must implement this Decision.
  • This document takes effect upon issuance.

🌐 本文件的社会影响

  • The Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange will focus on securities trading activities and reduce management tasks related to registration and custody.
  • The Securities Depository Center will assume all responsibilities related to securities registration, custody, settlement, and payment.

❓ 常见问题

What responsibilities are being transferred?

Responsibilities for securities registration, custody, settlement, and payment from the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange to the Securities Depository Center.

When does this Decision take effect?

Decision No. 1602/2006/QD-BTC takes effect as of May 1, 2006.

全文

MINISTRY OF FINANCE
-------------		 SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
-----------------------------------
Decision No. 1602/2006/QD-BTC Hanoi, April 7, 2006

 

DECISION

On the transfer of securities registration, custody, settlement and payment tasks from Securities Trading Centers to the Securities Depository Center

---------------------------

THE MINISTER OF FINANCE

Pursuant to Decree No. 86/2002/NĐ-CP dated November 5, 2002 of the Government on the functions, tasks, powers and organizational structure of ministries and ministerial-level agencies;
Pursuant to Decree No. 77/2003/NĐ-CP dated July 1, 2003 of the Government on the functions, tasks, powers and organizational structure of the Ministry of Finance;
Pursuant to Decree No. 144/2003/NĐ-CP dated November 28, 2003 of the Government on securities and the securities market;
Pursuant to Decision No. 161/2004/QĐ-TTg dated September 7, 2004 of the Prime Minister on the functions, tasks, powers and organizational structure of the State Securities Commission;
Pursuant to Decision No. 189/2005/QĐ-TTg dated July 27, 2005 of the Prime Minister on the establishment of the Securities Depository Center;
Pursuant to Decision No. 3195/QĐ-BTC dated September 19, 2005 of the Minister of Finance on the functions, tasks, powers and organizational structure of the Securities Depository Center;
Pursuant to Decision No. 1788/QĐ-BTC dated May 30, 2005 of the Minister of Finance on the functions, tasks, powers and organizational structure of the Hanoi Stock Exchange;
Pursuant to Decision No. 1789/QĐ-BTC dated May 30, 2005 of the Minister of Finance on the functions, tasks, powers and organizational structure of the Ho Chi Minh City Stock Exchange;
At the proposal of the Chairman of the State Securities Commission and the Director of the Personnel Department;

DECIDES:

Article 1. Transfer the securities registration, custody, settlement and payment tasks from the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange to the Securities Depository Center.

Article 2. This Decision takes effect on May 1, 2006. The Chairman of the State Securities Commission, Director of the Personnel Department, Director of the Finance Management Department, Directors of the Hanoi and Ho Chi Minh City Stock Exchanges, Director of the Securities Depository Center, and Head of the Ministry of Finance’s Office are responsible for implementing this Decision./.

DISTRIBUTION:
- Leadership of the Ministry;
- As per Article 2;
- To be filed with VT, TCCB.		 THE MINISTER

(Signature)


Nguyen Sinh Hung

 

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关系图

↑ 依据及影响本文件的文件
依据 5
77/2003/NĐ-CP Nghị định số 77/2003/NĐ-CP Quy định chức năng, nhiệm vụ, quyền hạn và cơ cấu tổ chức của Bộ Tài chính 已失效 144/2003/NĐ-CP Nghị định số 144/2003/NĐ-CP Về chứng khoán và thị trường chứng khoán 生效中 86/2002/NĐ-CP Nghị định số 86/2002/NĐ-CP Quy định chức năng, nhiệm vụ, quyền hạn và cơ cấu tổ chức của Bộ, cơ quan ngang Bộ 已失效
161/2004/QĐ-TT Quyết định số 161/2004/QĐ-TTg Quy định chức năng, nhiệm vụ, quyền hạn và cơ cấu tổ chức của ủy ban Chứng khoán Nhà nước 系统中暂无
189/2005/QĐ-TT Quyết định số 189/2005/QĐ-TTg Về việc thành lập Trung tâm Lưu ký Chứng khoán 系统中暂无
1602/2006/QĐ-BTC
Decision No. 1602/2006/QD-BTC On the transfer of responsibilities for securities registration, custody, settlement, and payment from stock exchanges to the Securities Depository Center
In effect
↓ 受本文件影响的文件
相关 2
161/2004/QĐ-TTg Quyết định số 161/2004/QĐ-TTg Quy định chức năng, nhiệm vụ, quyền hạn và cơ cấu tổ chức của ủy ban Chứng khoán Nhà nước 已失效 189/2005/QĐ-TTg Quyết định số 189/2005/QĐ-TTg Về việc thành lập Trung tâm Lưu ký Chứng khoán 已失效

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