Decision No. 2329/QD-BTC corrects errors in the sequence numbers presented in some Appendices issued together with Decision No. 13/2007/QD-BTC of the Minister of Finance, applicable to organizations and individuals related to public offering of securities and registration for listing of securities.
Đối tượng áp dụng
Organizations and individuals related to the public offering of securities and registration for listing of securities, including issuing enterprises, state management agencies on securities.
Các điểm cốt lõi
- Appendix No. 03 → Section V: Types of taxes related (income tax and other taxes related to listed securities) from position number 9 moved to position number 12.
- Appendix No. 05 → Section VI: Method of determining net asset value from position number 1.2 moved to position number 4.2, issuance fees from position number 1.3 moved to position number 5.1, management fees from position number 1.4 moved to position number 5.2, supervision fees and depositary fees from position number 1.5 moved to position number 5.3, other fees and charges from position number 1.6 moved to position number 5.4, activity bonuses from position number 1.7 moved to position number 5.5, other information from position number 1.8 moved to position number 5.6, share transfer and inheritance from position number 1.9 moved to position number 7.1, minimum holding period from position number 1.10 moved to position number 7.2, other provisions from position number 1.11 moved to position number 7.3.
- This Decision takes effect from the date of signing.
🌐 Tác động xã hội từ văn bản này
- Positive impact: Helps ensure accuracy and consistency in presenting information related to securities, avoiding confusion for organizations and individuals.
- Negative impact: May cause difficulties for enterprises that have prepared documents according to the old regulations, requiring adjustments to comply with new regulations.
❓ Câu hỏi thường gặp
How will the sequence numbers in Appendix No. 03 and Appendix No. 05 change?
Appendix No. 03: Section V moves from position number 9 to position number 12. Appendix No. 05: Sections from position number 1.2, 1.3, 1.4, 1.5, 1.6, 1.7, 1.8, 1.9, 1.10 move to positions number 4.2, 5.1, 5.2, 5.3, 5.4, 5.5, 5.6, 7.1, 7.2 respectively.
When does this Decision take effect?
This Decision takes effect from the date of signing.
What actions must organizations and individuals related to this Decision implement after its issuance?
Organizations and individuals related to this Decision must adjust their documents according to the new regulations, particularly regarding the sequence numbers presented in Appendix No. 03 and Appendix No. 05.
To which entities does this Decision apply?
This Decision applies to organizations and individuals related to the public offering of securities and registration for listing of securities, including issuing enterprises and state management agencies on securities.
Toàn văn
|
MINISTRY OF FINANCE __________ Number: 2329 /DECISION- MINFIN |
SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness __________________________________________ Hanoi, July 10, 2007 |
Pursuant to …;
Regarding the correction of Decision No. 13/2007/QD-BTC dated March 13, 2007 issued by the Minister of Finance
of the Ministry of Finance
-------------------------
THE MINISTER OF FINANCE
Pursuant to the Law on Legislative Acts of November 12, 1966, and the Law Amending and Supplementing Certain Articles of the Law on Legislative Acts of December 16, 2002;
BASED ON Decree No. 104/2004/NĐ-CP dated March 23, 2004 of the Government on the Official Gazette of the Socialist Republic of Vietnam;
Pursuant to Decree No. 77/2003/ND-CP dated July 1, 2003 of the Government stipulating the functions, tasks, powers, and organizational structure of the Ministry of Finance;
At the proposal of the Chairman of the State Securities Commission,
DECISION:
Article 1. Correcting errors in the sequence numbers presented in some Appendices attached to Decision No. 13/2007/QD-BTC dated March 13, 2007 of the Minister of Finance promulgating the Model Prospectus in the Public Offering Securities Prospectus and the Listing Securities Prospectus at the Stock Exchange, Trading Center, including:
- Appendix No. 03;
- Appendix No. 05.
(Details are provided in the attached appendix).
Article 2This Decision takes effect from the date of signature.
The Chairman of the State Securities Commission, the Director of the Office of the Ministry, heads of units under the Ministry of Finance, and related units are responsible for implementing this Decision./.
|
Place of Receipt: - National Assembly's Office; - President's Office; - Central Party Office and Party Committees; - Prime Minister, Deputy Prime Ministers; - Ministries, agencies equivalent to ministries, and government agencies; - Supreme People's Procuracy; - Supreme People's Court; - Provincial People's Councils and People's Committees under central jurisdiction; - Official Gazette; - Government website; - Ministry of Justice's Legal Documents Inspection Department; - Units under the Ministry of Finance; - Ministry of Finance website; - File: VT, State Securities Commission. |
TUQ. MINISTER DIRECTOR OF THE OFFICE (Attached to this Contract are a rough layout of the housing location and a floor plan of the housing)(Signed) Dinh Van Ha |
Appendix
Correcting errors in Decision No. 13/2007/QD-BTC dated March 13, 2007 issued by
the Minister of Finance
(Attached to Decision No. 2329/QD-BTC dated July 10, 2007 of the Minister of Finance)
|
Serial number |
Appendix |
Section |
Content |
Sequence number in Decision No. 13/2007/QD-BTC |
Corrected sequence number |
|
1 |
Annex No. 03 |
Section V |
Related taxes (income tax and other taxes related to listed securities) |
9. |
12. |
|
2 |
Annex No. 05 |
Chapter VI |
Time of determining net asset value |
1.1 |
4.1 |
|
Method of determining net asset value |
1.2 |
4.2 |
|||
|
Issuance fee |
1.3 |
5.1 |
|||
|
Management fee |
1.4 |
5.2 |
|||
|
Supervision fee, depositary fee |
1.5 |
5.3 |
|||
|
Other fees and charges |
1.6 |
5.4 |
|||
|
Activity bonus |
1.7 |
5.5 |
|||
|
Other information |
1.8 |
5.6 |
|||
|
Transfer and inheritance of shares |
1.9 |
7.1 |
|||
|
Minimum holding period |
1.10 |
7.2 |
|||
|
OTHER PROVISIONS |
1.11 |
7.3 |
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